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Results: 880



#Item
701Committees / Corporations law / Private law / Auditing / Law / Audit committee / Financial Industry Regulatory Authority / Securities Exchange Act / Board of directors / Corporate governance / Business / United States securities law

SR-Phlx[removed]Page 36 of 40 EXHIBIT 5 The text of the proposed amendment is below. Proposed new language is

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Source URL: www.sec.gov

Language: English - Date: 2012-12-21 17:56:55
702Securities Exchange Act / Self-regulatory organization / Financial Industry Regulatory Authority / Securities regulation in the United States / Financial system / Financial regulation / Financial economics / World Group Securities / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SR-EDGA[removed]Exhibit 5A Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGA Exchange, Inc. Rule 2.5. Restrictions

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Source URL: www.sec.gov

Language: English - Date: 2013-08-13 06:28:54
703Finance / United States securities law / Securities / Securities Exchange Act / United States Securities and Exchange Commission / Trading halt / Financial Industry Regulatory Authority / Security / American depositary receipt / Stock market / Financial economics / Investment

Page 25 of 29 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. Amendments to FINRA Rule 6440 proposed in SRFINRA[removed]that were approve

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Source URL: www.sec.gov

Language: English - Date: 2012-12-21 18:04:38
704Balance sheet / Financial Industry Regulatory Authority / SEC filings / Regulation S-X / United States securities law / Business / Finance

Page 16 of 17 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** Text of Proposed New FINRA Rule

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Source URL: www.sec.gov

Language: English - Date: 2009-12-30 16:00:48
705Business / Economy of the United States / United States securities law / Financial Industry Regulatory Authority / Finance

Page 17 of 21 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 8000. INVESTIGATIONS AND SANCTIONS

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Source URL: www.sec.gov

Language: English - Date: 2013-11-15 08:17:22
706Nursing informatics / Medical classification / Clinical research / Pharmaceutical industry / SNOMED CT / LOINC / Health informatics / Clinical trial / Natural language processing / Health / Medicine / Medical informatics

cliniworks-accelfind-new2.pdf

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Source URL: www.cliniworks.com

Language: English - Date: 2012-11-20 15:33:37
707Procedural programming languages / Elliott 803 / ALGOL / Computer / Punched tape / Bendix G-20 / BRLESC / Computing / Programming language theory / Software engineering

503 Ultra High Speed Digital Computer for Science and Industry, 1962

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Source URL: archive.computerhistory.org

Language: English - Date: 2006-01-24 16:31:17
708Self-regulatory organizations / Investment / Financial Industry Regulatory Authority / Financial markets / NASDAQ / Broker-dealer / Best execution / Securities Exchange Act / Registered Investment Advisor / Financial economics / United States securities law / Financial system

SR-NASDAQ[removed]Page 17 of 20 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined;

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Source URL: www.sec.gov

Language: English - Date: 2012-12-11 09:46:56
709Financial markets / Finance / United States securities law / Alternative display facility / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Broker-dealer / Electronic communication network / Alternative Trading Systems / Financial economics / Stock market / Investment

Page 51 of 102 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES

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Source URL: www.sec.gov

Language: English - Date: 2013-12-20 08:34:20
710Database / Market data / Tax / Business / Financial economics / United States securities law / Finance / Financial Industry Regulatory Authority

Page 21 of 31 Exhibit 5 Below is the text of the proposed rule change. Proposed new language is double-underlined; proposed deletions are in brackets. Amendments to FINRA Rule 7730 proposed in SR-FINRA2012-020, which the

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Source URL: www.sec.gov

Language: English - Date: 2012-11-20 06:24:17
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